Legal & Compliance Manager

Chi tiết - Legal & Compliance Manager

Legal & Compliance Manager

  • Industry: Finance Service
  • Form of work: Fulltime
  • Field: Law/Legal & Compliance
  • Posted date 23/05/2024
  • Location: Ho Chi Minh
  • Expired date: 22/06/2024

SEND YOUR APPLICATION:

Please fill out all information to receive advice and answers from CK HR Consulting’s recruitment experts.

CONTACT

Company Contacts:

Person in charge:

RESPONSIBILITIES

  • Ensure prompt identification of applicable laws, regulations and requirements, impact assessment and implementation of appropriate controls.
  • Maintaining the awareness & understanding by all staff of local rules & regulation with due attention on.
  • AML/TF by regular legal update and analysis; quickly report to the Branch’s Management & dissemination to all staff; referring to market practice, and training both ad-hoc and on regular basis.
  • Oversee identification, assessment and management / remediation of key compliance risks / issues within the jurisdiction.
  • Oversee execution of compliance programs within the jurisdiction.
  • Develop and implement appropriate compliance training for all employees.
  • Provide advice or solution for any compliance-related matter or inquiry received from all staffs of the Branch.
  • Participate in the process of developing new products/services for the Branch; and operational rules/procedures for the Branch.
  • Manage regulatory inspections.
  • Provide support to the management.
  • Provide direction, leadership and guidance to compliance staffs.
  • Build strong and effective relationships with stakeholders.

REQUIREMENTS

  •  University graduated in Economics, Banking, Foreign Trade, and Account Auditing.
  •  Management and coaching skills
  • Ability to work under high pressure.
  • Good English communication skills.

Other recruitments

Chief Accountant

Expired: 05/12/2024

Product R&D

Expired: 05/12/2024

Head of Product Development

Expired: 05/12/2024

Head of Investment Products

Expired: 05/12/2024

Head of IT

Expired: 05/12/2024

    Apply now

    CK HR Consulting works with you to elevate your career

    Contact us

    Fill in the information and send us a question for a free consultation.